James Robert Peoples

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Franklin Templeton Investment Management Limited (no longer approved here)
FRN 121779
- [FCA CF] Client dealing (20 Oct 2021 to 20 Aug 2025)
CQS (UK) LLP (no longer approved here)
FRN 400496
- [FCA CF] Client dealing (4 Feb 2020 to 13 Oct 2021)
Muzinich & Co. Limited (no longer approved here)
FRN 192261
- CF30 Customer (2 Aug 2016 to 17 Oct 2019)
BlueBay Asset Management LLP (no longer approved here)
FRN 571599
- CF30 Customer (16 Jul 2013 to 6 Jun 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.