MUFG Corporate Markets Treasury Limited

Date authorised
1 April 2013
Companies House
02652033
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Central Square
    29 Wellington Street
    Leeds
    West Yorkshire
    LS1 4DL
    UNITED KINGDOM
    Phone
    +443333001927
    Web
    https://www.mpms.mufg.com

  • Complaints Contact

    Central Square
    29 Wellington Street
    Leeds
    West Yorkshire
    LS1 4DL
    UNITED KINGDOM
    Phone
    +443333001927

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark James Pickering

    IRN MJP01172

    • CF21 Investment Adviser (1 Dec 2001 to 24 Sep 2004)
  • Mark John Swallow

    IRN MJS01420

    • CF30 Customer (1 Nov 2007 to 7 Apr 2010)
    • CF21 Investment Adviser (4 Mar 2005 to 31 Oct 2007)
  • Martin Hince

    IRN MXH02250

    • CF11 Money Laundering Reporting (25 May 2011 to 2 Jul 2012)
    • CF10 Compliance Oversight (25 May 2011 to 2 Jul 2012)
  • Martin John Dale

    IRN MJD01312

    • SMF16 Compliance Oversight (9 Dec 2019 to 3 May 2022)
    • CF10 Compliance Oversight (21 Mar 2019 to 8 Dec 2019)
  • Martyn Ritchie Watkins

    IRN MRW01118

    • CF1 Director (16 Feb 2009 to 23 Apr 2012)
  • Martyn William Head

    IRN MWH01071

    • CF30 Customer (4 Sep 2012 to 6 Jan 2016)
  • Maryum Malik

    IRN MXM01437

    • CF30 Customer (1 Nov 2007 to 7 Oct 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Matthew Anthony Clark

    IRN MAC01187

    • CF30 Customer (25 Aug 2009 to 10 Nov 2009)
  • Michael John Roche

    IRN MJR01198

    • CF30 Customer (23 Jan 2009 to 17 Dec 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 13 Aug 2004)
  • Nazmin Miah

    IRN NNM01005

    • [FCA CF] Client dealing (since 4 Dec 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF22 Investment Adviser (Trainee) (17 Mar 2005 to 31 Oct 2007)
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Recent activity

Updates to this firm's record on the FCA register.

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