Mark James Pickering

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Arlingclose Limited

    FRN 417722

    • SMF9 Chair of the Governing Body (since 3 Nov 2021)
    • SMF1 Chief Executive (since 9 Dec 2020)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 9 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Dec 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (23 Feb 2005 to 8 Dec 2019)
    • CF21 Investment Adviser (23 Feb 2005 to 31 Oct 2007)
    • CF10 Compliance Oversight (23 Feb 2005 to 8 Dec 2019)
    • CF1 Director (23 Feb 2005 to 8 Dec 2019)
  • MUFG Corporate Markets Treasury Limited (no longer approved here)

    FRN 150403

    • CF21 Investment Adviser (1 Dec 2001 to 24 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

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