Maryum Malik

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FIS Global Execution Services Limited

    FRN 469919

    • [FCA CF] Client dealing (since 6 Feb 2023)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 5 Feb 2021)
    • CF11 Money Laundering Reporting (21 Jan 2014 to 8 Dec 2019)
    • CF3 Chief Executive (21 Jan 2014 to 8 Dec 2019)
    • CF1 Director (7 Feb 2012 to 8 Dec 2019)
    • CF30 Customer (13 Oct 2011 to 8 Dec 2019)
  • MUFG Corporate Markets Treasury Limited (no longer approved here)

    FRN 150403

    • CF30 Customer (1 Nov 2007 to 7 Oct 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.