Date authorised
1 April 2013
Companies House
04933749
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Aveling Office,
    Lower Ledge Farm,
    Doynton Lane
    Dyrham
    Chippenham
    SN14 8EY
    UNITED KINGDOM
    Phone
    +4401174501300
  • Complaints Contact

    Aveling Office,
    Lower Ledge Farm
    Doynton Lane
    Dyrham
    Chippenham
    SN14 8EY
    UNITED KINGDOM
    Phone
    +4401174501300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

  • Debt Plan Admin

  • Debt Collection

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter Kevin Matthews

    IRN PKM00007

    • [FCA CF] Client dealing (1 Sep 2020 to 31 Oct 2023)
    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 31 Oct 2023)
  • Peter Leslie Finch

    IRN PLF00006

    • CF11 Money Laundering Reporting (2 Oct 2006 to 1 Mar 2009)
    • CF8 Apportionment and Oversight (2 Oct 2006 to 22 Oct 2008)
    • CF10 Compliance Oversight (2 Oct 2006 to 1 Mar 2009)
    • CF1 Director (2 Oct 2006 to 6 Dec 2019)
    • Responsible for Insurance Mediation (2 Oct 2006 to 1 Oct 2018)
  • Richard Alexander Rowe

    IRN RAR01115

    • SMF9 Chair of the Governing Body (since 4 Dec 2020)
  • Ross MacDonald

    IRN RXM00195

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 1 Jul 2023)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2023)
    • [FCA CF] Client dealing (since 1 Jul 2023)
  • Russell Milkins

    IRN RXM01175

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 19 Jun 2025)
    • [FCA CF] Client dealing (since 19 Jun 2025)
  • Sam Lane

    IRN SXL00217

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 16 Oct 2024)
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2024)
  • Shaun Dennis Connor

    IRN SXC10456

    • Responsibility for MCD Intermediation (since 10 Dec 2020)
    • Responsible for Insurance Distribution (since 10 Dec 2020)
    • SMF3 Executive Director (since 10 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Dec 2020)
    • SMF16 Compliance Oversight (since 10 Dec 2020)
  • Sophie Haslehurst

    IRN SEH01119

    • 11. Pension transfer specialist
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 28 Sep 2022)
    • [FCA CF] Functions requiring qualifications (since 23 Sep 2022)
  • Stephen Robert Randall

    IRN SRR00004

    • CF21 Investment Adviser (2 Oct 2006 to 4 Jun 2007)
    • CF24 Pension Transfer Specialist (2 Oct 2006 to 4 Jun 2007)
  • Stuart John Murray

    IRN SJM00031

    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Sep 2025)
    • [FCA CF] Client dealing (since 1 Sep 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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