Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MRIB Limited
FRN 454705
- 9A. Advising on P2P agreements
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 1 Sep 2025)
- [FCA CF] Client dealing (since 1 Sep 2025)
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Peter Murray Financial Management Limited
FRN 483710
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 9A. Advising on P2P agreements
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Responsibility for MCD Intermediation (since 28 Oct 2020)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsible for Insurance Mediation (1 Jul 2008 to 30 Sep 2018)
- CF10 Compliance Oversight (1 Jul 2008 to 8 Dec 2019)
- CF3 Chief Executive (1 Jul 2008 to 8 Dec 2019)
- CF30 Customer (1 Jul 2008 to 8 Dec 2019)
- CF8 Apportionment and Oversight (1 Jul 2008 to 31 Mar 2009)
- CF11 Money Laundering Reporting (1 Jul 2008 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.