Sophie Haslehurst

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MRIB Limited

    FRN 454705

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 28 Sep 2022)
    • [FCA CF] Functions requiring qualifications (since 23 Sep 2022)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Client dealing (31 Aug 2021 to 30 Aug 2022)
    • [FCA CF] Functions requiring qualifications (31 Aug 2021 to 30 Aug 2022)
  • EQ Investors Limited (no longer approved here)

    FRN 539422

    • CF30 Customer (22 Jul 2014 to 21 Jul 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.