Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF1 Director (2 Oct 2006 to 6 Dec 2019)
- CF10 Compliance Oversight (2 Oct 2006 to 1 Mar 2009)
- CF11 Money Laundering Reporting (2 Oct 2006 to 1 Mar 2009)
- CF8 Apportionment and Oversight (2 Oct 2006 to 22 Oct 2008)
- Responsible for Insurance Mediation (2 Oct 2006 to 1 Oct 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.