MOSAAC LIMITED

• Principal Place of Business

  1 Station Road

  Royston

  Barnsley

  South Yorkshire

  S71 4EW

  UNITED KINGDOM

  Phone

  +4401226701155

  Web

  https://www.mosaacfinancial.uk

• Complaints Contact

  1 Station Road

  Royston

  Barnsley

  South Yorkshire

  S71 4EW

  UNITED KINGDOM

  Phone

  +4401226701155

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · This permission is limited to Debt Counselling which is provided in connection with investments advice and buy to let mortgages and second charge mortgages

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Duncan John Spence

  IRN DXS01137

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 12 Apr 2025)
  • [FCA CF] Client dealing (12 Apr 2025 to 29 May 2025)
• Edward John Zagajewski

  IRN EJZ00002

  • CF30 Customer (9 Jul 2012 to 31 Dec 2012)
• Gareth Hare

  IRN GXH00088

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2019)
• Gary Charlesworth

  IRN GXC00115

  • CF10 Compliance Oversight (12 Nov 2012 to 11 Apr 2014)
  • CF1 Director (12 Nov 2012 to 11 Apr 2014)
  • CF11 Money Laundering Reporting (12 Nov 2012 to 11 Apr 2014)
  • CF30 Customer (11 Jul 2012 to 2 Jul 2013)
• George Mackie

  IRN GXM00072

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Feb 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Feb 2023)
  • CF30 Customer (31 Jul 2014 to 8 Dec 2019)
• Graham Arthur Dyson

  IRN GAD00017

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (9 Jul 2012 to 8 Dec 2019)
• Helen Ibbotson

  IRN HCP01017

  • [FCA CF] Functions requiring qualifications (1 Dec 2022 to 20 Apr 2023)
  • [FCA CF] Client dealing (1 Dec 2022 to 20 Apr 2023)
• Helen Ingham-Cook

  IRN HXI00009

  • CF30 Customer (6 Jun 2017 to 30 Aug 2019)
• Howard Street

  IRN HXS00041

  • CF30 Customer (10 May 2013 to 26 Jul 2016)
• Jeremy Craig Gamble

  IRN JCG00021

  • CF30 Customer (12 Jul 2012 to 31 Dec 2013)

No changes recorded yet.