Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (13 Jul 2020 to 4 Mar 2022)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 21 Apr 2020)
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- CF1 Director (12 Nov 2012 to 11 Apr 2014)
- CF10 Compliance Oversight (12 Nov 2012 to 11 Apr 2014)
- CF11 Money Laundering Reporting (12 Nov 2012 to 11 Apr 2014)
- CF30 Customer (11 Jul 2012 to 2 Jul 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.