Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (13 Jul 2020 to 4 Mar 2022)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 21 Apr 2020)
  • MOSAAC LIMITED (no longer approved here)

    FRN 581080

    • CF1 Director (12 Nov 2012 to 11 Apr 2014)
    • CF10 Compliance Oversight (12 Nov 2012 to 11 Apr 2014)
    • CF11 Money Laundering Reporting (12 Nov 2012 to 11 Apr 2014)
    • CF30 Customer (11 Jul 2012 to 2 Jul 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.