Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MOSAAC LIMITED (no longer approved here)

    FRN 581080

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Feb 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Feb 2023)
    • CF30 Customer (31 Jul 2014 to 8 Dec 2019)
  • ORACLE FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 493035

    • (21)CF30 Customer (9 May 2012 to 31 Dec 2012)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF30 Customer (23 May 2009 to 31 Dec 2009)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 13 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (21)CF30 Customer at ORACLE FINANCIAL PLANNING LIMITED