Morningstar Wealth Administration Limited

• Principal Place of Business

  1 Oliver's Yard

  55-71 City Road

  London

  EC1Y 1HQ

  UNITED KINGDOM

  Phone

  +4408081785125

  Web

  https://morningstarwealthplatform.com

• Complaints Contact

  1 Oliver's Yard

  55-71 City Road

  London

  EC1Y 1HQ

  UNITED KINGDOM

  Phone

  +4408081785125

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Limited to recognised Collective Investment Scheme (CIS) box management operations.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Retail Investment Funds

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nicholas Mark Stanhope

  IRN NMS01060

  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 1 Aug 2023)
  • [FCA CF] Client dealing (9 Dec 2020 to 1 Aug 2023)
  • CF30 Customer (11 Nov 2013 to 8 Dec 2019)
• Norton Louis Philip Brabourne

  IRN NXK01031

  • CF2 Non Executive Director (17 Aug 2007 to 30 Jun 2010)
• Paul William Salusbury Brewis

  IRN PWB01100

  • CF1 Director (23 May 2012 to 31 Jan 2017)
  • CF10a CASS Oversight function (1 Oct 2011 to 1 Dec 2016)
  • CF11 Money Laundering Reporting (5 Jun 2009 to 31 Jan 2017)
  • CF10 Compliance Oversight (5 Jun 2009 to 31 Jan 2017)
• Peter Mark Burtonshaw

  IRN PMB01176

  • CF8 Apportionment and Oversight (17 Aug 2007 to 31 Oct 2007)
  • CF3 Chief Executive (17 Aug 2007 to 2 May 2008)
  • CF1 Director (17 Aug 2007 to 2 May 2008)
• Raymond Wen Zheng Sham

  IRN RXS12866

  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 1 Aug 2023)
  • [FCA CF] Client dealing (9 Dec 2020 to 1 Aug 2023)
  • CF30 Customer (21 Mar 2019 to 8 Dec 2019)
• Rebecca Louise Murphy

  IRN RLM00029

  • CF1 Director (1 Oct 2014 to 26 Oct 2018)
• Richard Dylan Halsall

  IRN RDH01135

  • SMF3 Executive Director (9 Dec 2019 to 19 Mar 2021)
  • CF1 Director (4 Jan 2018 to 8 Dec 2019)
  • CF10a CASS Oversight function (14 Apr 2017 to 8 Dec 2019)
• Robert William Elliott

  IRN RWE01023

  • CF30 Customer (1 Nov 2007 to 31 May 2009)
  • CF27 Investment Management (17 Aug 2007 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (17 Aug 2007 to 31 May 2009)
  • CF10 Compliance Oversight (17 Aug 2007 to 31 May 2009)
• Roland Gordon Ward

  IRN RXW01182

  • CF2 Non Executive Director (17 Aug 2007 to 10 Oct 2014)
• Roopam Janda

  IRN RXJ00264

  • [FCA CF] Manager of certification employee (1 Aug 2023 to 12 Jun 2024)
  • [FCA CF] Significant management (1 Aug 2023 to 12 Jun 2024)

No changes recorded yet.