Robert William Elliott

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Apex Fundrock Limited (no longer approved here)

    FRN 469627

    • CF1 Director (11 Apr 2011 to 19 Mar 2013)
    • CF11 Money Laundering Reporting (26 Oct 2010 to 19 Mar 2013)
    • CF10 Compliance Oversight (26 Oct 2010 to 19 Mar 2013)
  • Morningstar Wealth Administration Limited (no longer approved here)

    FRN 463566

    • CF30 Customer (1 Nov 2007 to 31 May 2009)
    • CF10 Compliance Oversight (17 Aug 2007 to 31 May 2009)
    • CF27 Investment Management (17 Aug 2007 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (17 Aug 2007 to 31 May 2009)

Recent activity

Updates to this individual's record on the FCA register.

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