Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morningstar Wealth Administration Limited (no longer approved here)

    FRN 463566

    • CF1 Director (23 May 2012 to 31 Jan 2017)
    • CF10a CASS Oversight function (1 Oct 2011 to 1 Dec 2016)
    • CF10 Compliance Oversight (5 Jun 2009 to 31 Jan 2017)
    • CF11 Money Laundering Reporting (5 Jun 2009 to 31 Jan 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.