Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (since 25 Nov 2025)
- [FCA CF] Manager of certification employee (since 25 Nov 2025)
- [FCA CF] Material risk taker (since 1 Aug 2023)
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- [FCA CF] Functions requiring qualifications (9 Dec 2020 to 1 Aug 2023)
- [FCA CF] Client dealing (9 Dec 2020 to 1 Aug 2023)
- CF30 Customer (11 Nov 2013 to 8 Dec 2019)
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- CF30 Customer (19 Jul 2013 to 4 Nov 2013)
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- CF21 Investment Adviser (1 Mar 2006 to 6 Feb 2007)
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- CF22 Investment Adviser (Trainee) (22 Sep 2004 to 9 Jan 2006)
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- CF22 Investment Adviser (Trainee) (22 Sep 2004 to 9 Jan 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.