Morningstar Investment Management Europe Limited

• Principal Place of Business

  1 Oliver's Yard

  55-71 City Road

  London

  EC1Y 1HQ

  UNITED KINGDOM

  Phone

  +4402031070000

  Web

  https://www.morningstar.com/en-gb/products/morningstar-managed-portfolios

• Complaints Contact

  1 Oliver's Yard

  55-71 City Road

  London

  EC1Y 1HQ

  UNITED KINGDOM

  Phone

  +4402031941068

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Scott Ryan Thompson

  IRN SXT00250

  • [FCA CF] Client dealing (9 Dec 2019 to 5 Apr 2023)
• Simbarashe Mangwiro

  IRN SXM01420

  • [FCA CF] Client dealing (since 3 Apr 2023)
• Simon Francis Ewan

  IRN SFE01008

  • CF1 Director (6 Dec 2013 to 31 Dec 2017)
• Simone Luke Molica-Franco

  IRN SLM01112

  • CF30 Customer (1 Jul 2013 to 24 Oct 2017)
• Steven James Croucher

  IRN SJC01287

  • SMF1 Chief Executive (9 Dec 2019 to 20 Dec 2022)
  • SMF3 Executive Director (9 Dec 2019 to 20 Dec 2022)
  • CF11 Money Laundering Reporting (12 Dec 2018 to 29 Jul 2019)
  • CF10 Compliance Oversight (12 Dec 2018 to 29 Jul 2019)
  • CF1 Director (13 Aug 2018 to 8 Dec 2019)
• Tanguy Marie Laurent de Lauzon

  IRN TMD01058

  • CF30 Customer (3 Jun 2014 to 8 Dec 2019)
• Tanguy Marie Laurent de Lauzon

  IRN TXD00111

  • [FCA CF] Client dealing (9 Dec 2019 to 8 Mar 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Mar 2023)
• Theodora Viljoen

  IRN TXV01007

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 22 Sep 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 22 Sep 2023)
  • CF30 Customer (17 Feb 2014 to 8 Dec 2019)
• Thomas Mark Idzorek

  IRN TMI01006

  • CF1 Director (13 Nov 2012 to 17 Aug 2016)
• Thomasina Katherine McGuigan

  IRN TKM01013

  • CF10 Compliance Oversight (10 Jul 2014 to 30 Nov 2016)
  • CF11 Money Laundering Reporting (10 Jul 2014 to 30 Nov 2016)

• Old Broad Street Research Limited (no longer appointed)

  FRN 447086 · Appointed 16 Nov 2011 · Until 5 Feb 2014

No changes recorded yet.