Morningstar Investment Management Europe Limited

• Principal Place of Business

  1 Oliver's Yard

  55-71 City Road

  London

  EC1Y 1HQ

  UNITED KINGDOM

  Phone

  +4402031070000

  Web

  https://www.morningstar.com/en-gb/products/morningstar-managed-portfolios

• Complaints Contact

  1 Oliver's Yard

  55-71 City Road

  London

  EC1Y 1HQ

  UNITED KINGDOM

  Phone

  +4402031941068

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nigel Patrick Whittingham

  IRN NPW01027

  • CF1 Director (1 Jun 2012 to 2 Oct 2012)
• Olufemi Ayodeji Mada

  IRN OAM01016

  • CF30 Customer (15 Aug 2018 to 28 Feb 2019)
• Patrick John Reinkemeyer

  IRN PJR01186

  • CF30 Customer (1 Nov 2007 to 12 Jan 2011)
  • CF1 Director (14 Sep 2006 to 12 Jan 2011)
  • CF27 Investment Management (14 Sep 2006 to 31 Oct 2007)
  • CF21 Investment Adviser (14 Sep 2006 to 31 Oct 2007)
• Paul Brasington

  IRN PXB01530

  • [FCA CF] Client dealing (9 Dec 2019 to 19 Mar 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 9 Jun 2023)
• Peng Chen

  IRN PXC02012

  • CF1 Director (31 Jan 2012 to 31 May 2012)
• Peter Gerald Toogood

  IRN PGT01023

  • CF30 Customer (18 Dec 2012 to 14 Jun 2013)
• Raymond Wen Zheng Sham

  IRN RXS12866

  • [FCA CF] Client dealing (since 9 Dec 2020)
• Richard Gordon Whitehall

  IRN RGW01094

  • CF30 Customer (4 Nov 2013 to 11 Dec 2017)
• Richard Peter Romer-Lee

  IRN RPR01058

  • CF1 Director (6 Jun 2012 to 2 Oct 2012)
  • CF3 Chief Executive (6 Jun 2012 to 2 Oct 2012)
  • CF11 Money Laundering Reporting (6 Jun 2012 to 2 Oct 2012)
  • CF10 Compliance Oversight (6 Jun 2012 to 2 Oct 2012)
• Robin Barry Johnson

  IRN RBJ01013

  • CF30 Customer (1 Nov 2007 to 29 Jul 2016)
  • CF22 Investment Adviser (Trainee) (28 Mar 2007 to 31 Oct 2007)

• Old Broad Street Research Limited (no longer appointed)

  FRN 447086 · Appointed 16 Nov 2011 · Until 5 Feb 2014

No changes recorded yet.