Richard Peter Romer-Lee

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Titan Asset Management Ltd
FRN 568089
- SMF3 Executive Director (since 25 Sep 2024)
Square Mile Investment Services Limited
FRN 625562
- SMF9 Chair of the Governing Body (since 27 Apr 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- CF1 Director (13 Nov 2014 to 8 Dec 2019)
- CF3 Chief Executive (13 Nov 2014 to 8 Dec 2019)
Morningstar Investment Management Europe Limited (no longer approved here)
FRN 449468
- CF10 Compliance Oversight (6 Jun 2012 to 2 Oct 2012)
- CF3 Chief Executive (6 Jun 2012 to 2 Oct 2012)
- CF11 Money Laundering Reporting (6 Jun 2012 to 2 Oct 2012)
- CF1 Director (6 Jun 2012 to 2 Oct 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.