Moneyweb Limited

• Principal Place of Business

  11 BETTON BUSINESS PARK

  RACECOURSE ROAD

  EAST AYTON

  SCARBOROUGH

  NORTH YORKSHIRE

  YO13 9HD

  UNITED KINGDOM

  Phone

  +4401723378234

  Web

  https://www.moneyweb-ifa.com

• Complaints Contact

  11 Betton Business Park

  Racecourse Road

  East Ayton

  Scarborough

  North Yorkshire

  YO13 9HD

  UNITED KINGDOM

  Phone

  +4401723378234

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Hilary Susan Truefitt

  IRN HST00004

  • CF1 Director (1 Dec 2001 to 29 Jul 2005)
• John Alan Weatherall

  IRN JAW00109

  • CF1 Director (1 Dec 2001 to 30 Jun 2002)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 30 Jun 2002)
  • CF3 Chief Executive (1 Dec 2001 to 30 Jun 2002)
• John Woollin

  IRN JXW00222

  • CF21 Investment Adviser (1 Dec 2001 to 22 Aug 2003)
  • CF1 Director (1 Dec 2001 to 22 Aug 2003)
• Keith Edward Titchmarsh

  IRN KXT00002

  • CF21 Investment Adviser (21 Jan 2003 to 31 Mar 2005)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 21 Jan 2003)
• Kirstie Jo'Ann Cunningham

  IRN KJC00036

  • CF11 Money Laundering Reporting (1 Dec 2001 to 29 Jul 2011)
  • CF10 Compliance Oversight (1 Dec 2001 to 29 Jul 2011)
• Luke Anthony Dobson

  IRN LXD00361

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 23 Feb 2024)
  • [FCA CF] Functions requiring qualifications (since 23 Feb 2024)
• Mark William Hunter

  IRN MWH00011

  • CF11 Money Laundering Reporting (1 Aug 2011 to 10 Apr 2013)
  • CF10 Compliance Oversight (1 Aug 2011 to 10 Apr 2013)
  • CF30 Customer (1 Nov 2007 to 10 Apr 2013)
  • Responsible for Insurance Mediation (14 Jan 2005 to 10 Apr 2013)
  • CF8 Apportionment and Oversight (30 Dec 2003 to 1 Apr 2009)
  • CF1 Director (7 Jul 2003 to 10 Apr 2013)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Michael David Colbeck

  IRN MDC01124

  • CF30 Customer (1 Nov 2007 to 20 Oct 2010)
  • CF21 Investment Adviser (24 Jun 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (4 Dec 2004 to 24 Jun 2005)
• Nicholas Woodhead

  IRN NXW00135

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 19 Apr 2021)
  • [FCA CF] Client dealing (since 19 Apr 2021)
• Paul Andrew Robinson

  IRN PAR00042

  • 9A. Advising on P2P agreements
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsible for Insurance Mediation (18 Apr 2013 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (18 Apr 2013 to 8 Dec 2019)
  • CF10 Compliance Oversight (18 Apr 2013 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (1 Jul 2005 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

No changes recorded yet.