Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- CF1 Director (AR) (since 18 Jan 2020)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 19 Jun 2013)
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Financial Wealth Solutions Limited
FRN 916831
- (2)Employed By (since 15 Nov 2019)
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- CF30 Customer (21 Oct 2010 to 28 Jun 2013)
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- (6)Employed By (21 Oct 2010 to 28 Jun 2013)
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- CF30 Customer (1 Nov 2007 to 20 Oct 2010)
- CF21 Investment Adviser (24 Jun 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (4 Dec 2004 to 24 Jun 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.