Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (6 Jan 2021 to 16 Apr 2025)
- [FCA CF] Client dealing (6 Jan 2021 to 16 Apr 2025)
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- CF30 Customer (25 Mar 2014 to 16 Oct 2014)
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- CF30 Customer (18 Jun 2013 to 30 Dec 2013)
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- (2)Employed By (18 Jun 2013 to 30 Dec 2013)
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- CF11 Money Laundering Reporting (1 Aug 2011 to 10 Apr 2013)
- CF10 Compliance Oversight (1 Aug 2011 to 10 Apr 2013)
- CF30 Customer (1 Nov 2007 to 10 Apr 2013)
- Responsible for Insurance Mediation (14 Jan 2005 to 10 Apr 2013)
- CF8 Apportionment and Oversight (30 Dec 2003 to 1 Apr 2009)
- CF1 Director (7 Jul 2003 to 10 Apr 2013)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.