Moelis & Company UK LLP

• Principal Place of Business

  Moelis

  25 Baker Street

  London

  Westminster

  W1U 8EQ

  UNITED KINGDOM

  Phone

  +4402076343500

  Web

  https://www.moelis.com

• Complaints Contact

  Moelis

  25 Baker Street

  London

  Westminster

  W1U 8EQ

  UNITED KINGDOM

  Phone

  +4402076343500

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Colin Cheung

  IRN CXC14590

  • [FCA CF] Client dealing (since 26 Mar 2021)
  • CF30 Customer (3 May 2019 to 8 Dec 2019)
• Costas Kalisperas

  IRN CXK01197

  • CF30 Customer (30 Mar 2016 to 11 Sep 2018)
  • CF4 Partner (30 Mar 2016 to 11 Sep 2018)
• Daniel Aidan Muldoon

  IRN DAM01214

  • [FCA CF] Client dealing (9 Dec 2019 to 8 Dec 2023)
  • CF30 Customer (26 Apr 2019 to 8 Dec 2019)
• Daniel Fiegenschuh

  IRN DXF00085

  • [FCA CF] Client dealing (since 20 Nov 2024)
• Daniel James Gibney

  IRN DJG01229

  • [FCA CF] Client dealing (6 Apr 2020 to 14 Apr 2022)
  • CF30 Customer (8 Oct 2010 to 31 Oct 2014)
• Daniel Nystrom

  IRN DXN20236

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (12 Sep 2019 to 8 Dec 2019)
• Danissa Anson Wan

  IRN DXW00841

  • [FCA CF] Client dealing (since 16 Feb 2026)
• Daphne Christine Erasmus

  IRN DCE01031

  • CF30 Customer (26 Apr 2016 to 27 Nov 2017)
• David Robert Eugene Gaillard

  IRN DRG01135

  • [FCA CF] Client dealing (9 Dec 2019 to 12 May 2021)
  • CF30 Customer (10 Mar 2018 to 8 Dec 2019)
• David Timothy Schneider

  IRN DTS01050

  • CF30 Customer (1 Jun 2018 to 6 Sep 2019)

No changes recorded yet.