Moelis & Company UK LLP

• Principal Place of Business

  Moelis

  25 Baker Street

  London

  Westminster

  W1U 8EQ

  UNITED KINGDOM

  Phone

  +4402076343500

  Web

  https://www.moelis.com

• Complaints Contact

  Moelis

  25 Baker Street

  London

  Westminster

  W1U 8EQ

  UNITED KINGDOM

  Phone

  +4402076343500

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Watson Cheyne

  IRN DWC01130

  • CF30 Customer (1 Oct 2011 to 31 Aug 2016)
• Deepak Kumar Jain

  IRN DXJ00250

  • [FCA CF] Client dealing (since 20 Jul 2023)
• Deepesh Rajeshkumar Patel

  IRN DXP00760

  • [FCA CF] Client dealing (since 16 Feb 2026)
• Dennis Meendert Egbert Van Laer

  IRN DMV01023

  • CF30 Customer (22 Dec 2011 to 13 Jul 2013)
• Derek Yan Ting Li

  IRN DYL01007

  • [FCA CF] Client dealing (9 Dec 2019 to 13 Mar 2020)
  • CF30 Customer (17 May 2018 to 8 Dec 2019)
• ERIC FRANKLIN KOZIK

  IRN EXK11110

  • CF30 Customer (2 Feb 2019 to 21 Aug 2019)
• Echo Yue Zhao

  IRN YXZ01102

  • [FCA CF] Client dealing (9 Dec 2019 to 23 Nov 2023)
  • CF30 Customer (20 May 2016 to 8 Dec 2019)
• Edward Griffith Vaughan

  IRN EGV01004

  • [FCA CF] Client dealing (since 16 Feb 2026)
• Ehinon Winston Emafo

  IRN EXE00053

  • [FCA CF] Client dealing (10 Sep 2024 to 4 Mar 2025)
• Elliot Richmond

  IRN EXR01073

  • CF4 Partner (15 Jul 2013 to 30 Sep 2019)
  • CF30 Customer (22 Jul 2011 to 30 Sep 2019)

No changes recorded yet.