Moelis & Company UK LLP

• Principal Place of Business

  Moelis

  25 Baker Street

  London

  Westminster

  W1U 8EQ

  UNITED KINGDOM

  Phone

  +4402076343500

  Web

  https://www.moelis.com

• Complaints Contact

  Moelis

  25 Baker Street

  London

  Westminster

  W1U 8EQ

  UNITED KINGDOM

  Phone

  +4402076343500

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Emilie Chung Hom Chin

  IRN EXC00341

  • [FCA CF] Client dealing (7 Feb 2024 to 22 Mar 2024)
• Emily Clare Tunney

  IRN ECH01018

  • [FCA CF] Client dealing (9 Dec 2019 to 16 Aug 2021)
  • CF30 Customer (2 Nov 2012 to 8 Dec 2019)
• Emir Boukraa

  IRN EXB00496

  • [FCA CF] Client dealing (4 Mar 2025 to 2 Jul 2025)
• Eric Sanschagrin

  IRN EXS01076

  • [FCA CF] Client dealing (since 10 Sep 2024)
• Ethan Smallwood

  IRN EXS00221

  • [FCA CF] Client dealing (19 Apr 2022 to 21 Apr 2023)
• Evan Mervyn Davies

  IRN EMD01012

  • CF30 Customer (20 Jul 2011 to 6 Jan 2015)
  • CF4 Partner (20 Jul 2011 to 6 Jan 2015)
• Federico Budroni

  IRN FXB00233

  • [FCA CF] Client dealing (since 4 Mar 2025)
• Federico Rotolo

  IRN FXR00156

  • [FCA CF] Client dealing (since 4 Mar 2025)
• Felix Augusto Sasso

  IRN FAS01040

  • CF30 Customer (16 Aug 2011 to 30 Jun 2014)
• Felix Mesch

  IRN FXM19076

  • [FCA CF] Client dealing (9 Dec 2020 to 26 Mar 2021)
  • CF30 Customer (22 Aug 2019 to 8 Dec 2019)

No changes recorded yet.