Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 10 Sep 2024)
  • William Blair International, Ltd (no longer approved here)

    FRN 189068

    • [FCA CF] Client dealing (4 Jan 2022 to 18 Mar 2024)
  • ERNST & YOUNG LLP (no longer approved here)

    FRN 196203

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2021)
    • CF30 Customer (2 Jul 2015 to 8 Dec 2019)
  • PIPER SANDLER LTD. (no longer approved here)

    FRN 191657

    • CF30 Customer (2 Mar 2009 to 13 Jan 2015)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 1 Feb 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.