Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Moelis & Company UK LLP (no longer approved here)

    FRN 516801

    • [FCA CF] Client dealing (6 Apr 2020 to 14 Apr 2022)
    • CF30 Customer (8 Oct 2010 to 31 Oct 2014)
  • Sturgeon Ventures LLP (no longer approved here)

    FRN 452811

    • CF30 Customer (1 Oct 2009 to 8 Oct 2010)
  • Daiwa Corporate Advisory Limited (no longer approved here)

    FRN 175853

    • CF30 Customer (1 Nov 2007 to 28 Aug 2009)
    • CF23 Corporate Finance Adviser (9 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.