Daniel Aidan Muldoon

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc

    FRN 124422

    • [FCA CF] Manager of certification employee (since 3 Apr 2024)
    • [FCA CF] Material risk taker (since 22 Feb 2024)
    • [FCA CF] Client dealing (since 7 Feb 2024)
  • Nomura Bank International Plc.

    FRN 204419

    • [FCA CF] Manager of certification employee (since 3 Apr 2024)
    • [FCA CF] Material risk taker (since 22 Feb 2024)
    • [FCA CF] Client dealing (since 7 Feb 2024)
  • Moelis & Company UK LLP (no longer approved here)

    FRN 516801

    • [FCA CF] Client dealing (9 Dec 2019 to 8 Dec 2023)
    • CF30 Customer (26 Apr 2019 to 8 Dec 2019)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • CF30 Customer (9 Jul 2013 to 4 Jan 2019)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF30 Customer (24 Oct 2008 to 6 May 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.