Modus WM Limited

FRN: 791639
Companies House: 12575310
Last scraped: 1 day ago

This firm operates as an appointed representative of St. James's Place Wealth Management Plc. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

2nd Floor, Edward Pavilion

Albert Dock

Liverpool

Merseyside

L3 4AF

UNITED KINGDOM

Phone

+4401512431200

Web

https://www.modus-wealth.co.uk

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Andrew Peter Booth
IRN APB01083
- (1)Employed By (since 19 Oct 2017)
James Paul Rampling
IRN JXR48074
- (1)Employed By (27 Mar 2020 to 18 Jan 2021)
John Anthony Price
IRN JAP01115
- (3)Employed By (since 19 Oct 2017)
Laverne Marcia Picart
IRN LXP06962
- (2)Employed By (21 May 2019 to 22 Jun 2020)
Neil James Ferguson
IRN NJF00003
- (2)Employed By (since 19 Oct 2017)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.