Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 13 Dec 2016)
- CF4 Partner (AR) (19 Oct 2017 to 20 May 2019)
- CF30 Customer (22 Oct 2009 to 6 Jul 2010)
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Modus WM Limited
FRN 791639
- (1)Employed By (since 19 Oct 2017)
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- CF30 Customer (28 Mar 2011 to 6 Mar 2016)
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- Employed By (22 Oct 2009 to 6 Jul 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.