Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 13 Dec 2016)
    • CF4 Partner (AR) (19 Oct 2017 to 20 May 2019)
    • CF30 Customer (22 Oct 2009 to 6 Jul 2010)
    • (1)Employed By (since 19 Oct 2017)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (28 Mar 2011 to 6 Mar 2016)
  • Andrew Booth (no longer approved here)

    FRN 510211

    • Employed By (22 Oct 2009 to 6 Jul 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.