Neil James Ferguson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 27 May 2020)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 6 Dec 2016)
    • CF4 Partner (AR) (19 Oct 2017 to 9 Jun 2020)
  • Modus WM Limited

    FRN 791639

    • (2)Employed By (since 19 Oct 2017)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (14 Jun 2011 to 6 Mar 2016)
  • 3 Sixty Financial Limited (no longer approved here)

    FRN 186435

    • Employed By (1 Oct 1998 to 31 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.