John Anthony Price

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 27 May 2020)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 13 Dec 2016)
    • CF4 Partner (AR) (19 Oct 2017 to 9 Jun 2020)
  • Modus WM Limited

    FRN 791639

    • (3)Employed By (since 19 Oct 2017)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (31 Oct 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (20 Oct 2005 to 31 Oct 2006)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (8 Dec 2003 to 31 Dec 2003)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.