Mobius Life Limited

• Principal Place of Business

  2 Copthall Avenue

  LONDON

  EC2R 7DA

  UNITED KINGDOM

  Phone

  +442078473300

  Web

  https://www.mobiuslife.co.uk

• Complaints Contact

  2 Copthall Avenue

  LONDON

  EC2R 7DA

  UNITED KINGDOM

  Phone

  +442078473300

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Pension fund management

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Stakeholder pension scheme

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Pension fund management

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Quintin John Heaney

  IRN QJH00001

  • CF1 Director (15 Jul 2003 to 31 Dec 2004)
• Richard Alexander Galbraith

  IRN RAG01146

  • SMF4 Chief Risk (10 Dec 2018 to 31 Mar 2020)
  • SIMF4 Chief Risk Function (13 Aug 2018 to 9 Dec 2018)
• Richard Blair Stephen Wood

  IRN RBW00013

  • CF8 Apportionment and Oversight (28 Jan 2003 to 14 Jul 2003)
  • CF3 Chief Executive (28 Jan 2003 to 14 Jul 2003)
  • CF1 Director (28 Jan 2003 to 14 Jul 2003)
• Richard Stephen Mullen

  IRN RSM01108

  • CF22 Investment Adviser (Trainee) (22 Dec 2004 to 11 May 2005)
• Robert Lewis Noach

  IRN RLN01004

  • CF1 Director (1 Dec 2001 to 6 Feb 2003)
• Rowena Scarbrough

  IRN RXS81929

  • SMF4 Chief Risk (since 30 Oct 2020)
• Rufus Andrew Douglas Warner

  IRN RAW01074

  • CF3 Chief Executive (6 Jan 2011 to 14 Dec 2012)
  • CF1 Director (6 Jan 2011 to 14 Dec 2012)
  • CF8 Apportionment and Oversight (6 Jan 2011 to 14 Dec 2012)
• Samantha Kane

  IRN SXK01473

  • CF11 Money Laundering Reporting (11 Nov 2005 to 4 Jun 2010)
  • CF10 Compliance Oversight (11 Nov 2005 to 4 Jun 2010)
• Sean Steve Pereira

  IRN SSP01031

  • SMF2 Chief Finance (10 Dec 2018 to 2 Aug 2019)
  • SIMF2 Chief Finance Function (6 Jun 2017 to 9 Dec 2018)
• Stephen James Groves

  IRN SJG00115

  • SMF7 Group Entity Senior Manager (since 4 Nov 2019)
  • SMF12 Chair of the Remuneration Committee (since 4 Nov 2019)

• Aegon Asset Management Ltd (no longer appointed)

  FRN 515464 · Appointed 11 May 2017 · Until 30 Jun 2025

No changes recorded yet.