Date authorised
1 April 2013
Companies House
03104978
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Copthall Avenue
    LONDON
    EC2R 7DA
    UNITED KINGDOM
    Phone
    +442078473300
  • Complaints Contact

    2 Copthall Avenue
    LONDON
    EC2R 7DA
    UNITED KINGDOM
    Phone
    +442078473300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Insurance Policies

    For All, Life and annuity, Linked long-term, Pension fund management

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Stakeholder pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Issues Insurance

    For All, Life and annuity, Linked long-term, Pension fund management

  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Malcolm Hugh David Kemp

    IRN MHK01010

    • SIMF20 Chief Actuary Function (7 Mar 2016 to 31 May 2017)
    • CF12 Actuarial (8 Feb 2011 to 6 Mar 2016)
  • Mark Goodale

    IRN MXG01174

    • SMF9 Chair of the Governing Body (10 Dec 2018 to 29 Jun 2023)
    • SIMF9 Chairman (15 Oct 2018 to 9 Dec 2018)
    • SIMF11 Chair of the Audit Committee (18 Jul 2017 to 29 Nov 2018)
    • SIMF10 Chair of the Risk Committee (18 Jul 2017 to 29 Nov 2018)
  • Mary Gangemi

    IRN MXG00793

    • SMF2 Chief Finance (since 21 Feb 2025)
  • Massimo Tosato

    IRN MXT01142

    • CF1 Director (1 Dec 2001 to 6 Feb 2003)
  • Michael Christophers

    IRN MXC01282

    • SMF7 Group Entity Senior Manager (4 Nov 2019 to 25 Nov 2020)
    • SMF12 Chair of the Remuneration Committee (10 Dec 2018 to 18 Dec 2019)
    • SIMF9 Chairman (7 Mar 2016 to 29 Nov 2018)
    • SIMF11 Chair of the Audit Committee (7 Mar 2016 to 29 Nov 2018)
    • SIMF10 Chair of the Risk Committee (7 Mar 2016 to 29 Nov 2018)
    • SIMF12 Chair of the Remuneration Committee (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (28 Jan 2003 to 6 Mar 2016)
  • Michelle Anne McGrade

    IRN MAM01077

    • CF1 Director (5 Oct 2010 to 7 Aug 2012)
  • Natasha Valerie Peacock

    IRN NXP01148

    • CF11 Money Laundering Reporting (1 Dec 2001 to 5 Apr 2002)
  • Neil Warrick Gordon

    IRN NWG01011

    • CF13 Finance (28 Apr 2006 to 7 Feb 2007)
  • Nicholas Ben - Gough Alliston

    IRN NBA01005

    • CF8 Apportionment and Oversight (1 Dec 2001 to 23 Oct 2002)
    • CF1 Director (1 Dec 2001 to 23 Oct 2002)
  • Paul Gerard Bradley

    IRN PGB00006

    • CF28 Systems and controls (18 May 2011 to 30 Jun 2013)
    • CF1 Director (18 May 2011 to 30 Jun 2013)
    • CF10 Compliance Oversight (18 May 2011 to 30 Jun 2013)
    • CF11 Money Laundering Reporting (18 May 2011 to 30 Jun 2013)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.