Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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M & G Securities Limited
FRN 122057
- Director of firm who is not a certification employee or a SMF manager (since 29 Mar 2021)
- CF2 Non Executive Director (12 Oct 2018 to 8 Dec 2019)
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- CF30 Customer (22 Jun 2015 to 6 Jun 2017)
- CF29 Significant management (3 Mar 2015 to 6 Jun 2017)
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- CF30 Customer (18 Nov 2013 to 4 Mar 2015)
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- CF1 Director (5 Oct 2010 to 7 Aug 2012)
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- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.