Mobius Life Limited

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FRN: 189098
Date authorised: 1 April 2013
Companies House: 03104978
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

2 Copthall Avenue

LONDON

EC2R 7DA

UNITED KINGDOM

Phone

+442078473300

Web

https://www.mobiuslife.co.uk
Complaints Contact

2 Copthall Avenue

LONDON

EC2R 7DA

UNITED KINGDOM

Phone

+442078473300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
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- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Insurance Policies

For All, Life and annuity, Linked long-term, Pension fund management
Stockbroking

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Stakeholder pension scheme
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Issues Insurance

For All, Life and annuity, Linked long-term, Pension fund management
Investment Setup

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

James William Finch
IRN JWF01046
- SMF1 Chief Executive (since 14 Mar 2023)
Jennie Holland
IRN JXH13770
- SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Sep 2021)
- SMF16 Compliance Oversight (since 30 Sep 2021)
Jeremy Richard Maugham
IRN JRM01337
- SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 30 Jun 2021)
- SMF16 Compliance Oversight (10 Dec 2018 to 30 Jun 2021)
- CF10 Compliance Oversight (4 Nov 2016 to 9 Dec 2018)
- CF11 Money Laundering Reporting (4 Nov 2016 to 9 Dec 2018)
John Simon Bertie Smith
IRN JSS01117
- SMF9 Chair of the Governing Body (since 19 Sep 2023)
- SMF10 Chair of the Risk Committee (10 Dec 2018 to 19 Sep 2023)
- SMF11 Chair of the Audit Committee (10 Dec 2018 to 19 Sep 2023)
- SIMF11 Chair of the Audit Committee (12 Nov 2018 to 9 Dec 2018)
- SIMF10 Chair of the Risk Committee (12 Nov 2018 to 9 Dec 2018)
John Trevor Perks
IRN JTP00009
- SMF11 Chair of the Audit Committee (since 28 Jul 2023)
- SMF10 Chair of the Risk Committee (since 28 Jul 2023)
Justin Peter Harrington
IRN JPH01078
- CF3 Chief Executive (1 Dec 2001 to 6 Feb 2003)
- CF8 Apportionment and Oversight (1 Dec 2001 to 6 Feb 2003)
- CF1 Director (1 Dec 2001 to 6 Feb 2003)
Justin Wayne Taurog
IRN JWT01046
- CF3 Chief Executive (25 Jun 2008 to 30 Jun 2009)
- CF8 Apportionment and Oversight (14 Jul 2003 to 30 Jun 2009)
- CF1 Director (28 Jan 2003 to 30 Jun 2009)
Kevin Mark Openshaw
IRN KXO32483
- SMF24 Chief Operations (21 May 2020 to 15 Feb 2023)
Laura Irene Catterick
IRN LIC01004
- SMF7 Group Entity Senior Manager (since 30 Mar 2020)
- CF1 Director (11 Jul 2017 to 19 Sep 2018)
- SIMF4 Chief Risk Function (7 Mar 2016 to 8 Jun 2017)
- SIMF5 Head of Internal Audit Function (7 Mar 2016 to 8 Jun 2017)
- CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
- CF14 Risk Assessment (1 Dec 2006 to 31 Oct 2007)
Lester Edward Gray
IRN LEG01004
- CF1 Director (15 Oct 2002 to 6 Feb 2003)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Aegon Asset Management Ltd (no longer appointed)
FRN 515464 · Appointed 11 May 2017 · Until 30 Jun 2025

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.