Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Mobius Life Limited
FRN 189098
- SMF16 Compliance Oversight (since 30 Sep 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Sep 2021)
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- SMF16 Compliance Oversight (9 Dec 2019 to 1 Jul 2021)
- CF10 Compliance Oversight (1 May 2019 to 8 Dec 2019)
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- SMF16 Compliance Oversight (9 Dec 2019 to 1 Jul 2021)
- CF10 Compliance Oversight (1 May 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.