Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 30 Sep 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Sep 2021)
  • Walker Crips Investment Management Limited (no longer approved here)

    FRN 226344

    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Jul 2021)
    • CF10 Compliance Oversight (1 May 2019 to 8 Dec 2019)
  • Barker Poland Asset Management LLP (no longer approved here)

    FRN 499311

    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Jul 2021)
    • CF10 Compliance Oversight (1 May 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.