Mitsui Bussan Commodities Ltd

• Principal Place of Business

  1st Floor

  Warwick Court

  5 Paternoster Square

  London

  EC4M 7DX

  UNITED KINGDOM

  Phone

  +4402074896600

  Web

  https://www.mitsuibussancommodities.com

• Complaints Contact

  1st Floor

  Warwick Court

  5 Paternoster Square

  London

  EC4M 7DX

  UNITED KINGDOM

  Phone

  +4402074896600

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michael James Butler

  IRN MJB01292

  • CF10 Compliance Oversight (12 May 2010 to 11 Nov 2011)
  • CF11 Money Laundering Reporting (12 May 2010 to 11 Nov 2011)
• Michael Peter Waite

  IRN MPW01037

  • [FCA CF] Material risk taker (1 Apr 2023 to 4 Oct 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 4 Oct 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 4 Oct 2024)
  • CF30 Customer (1 Apr 2015 to 8 Dec 2019)
• Minoru Ikeda

  IRN MXI01047

  • CF2 Non Executive Director (1 Apr 2008 to 1 Apr 2009)
• Mitsuhiko Kawai

  IRN MXK01641

  • CF2 Non Executive Director (1 Apr 2008 to 7 Apr 2008)
• Neil Watt

  IRN NXW01290

  • CF30 Customer (8 Jan 2013 to 19 Feb 2013)
• Nicole Emma Ryan

  IRN NXR00104

  • [FCA CF] Client dealing (25 Nov 2020 to 22 Jun 2021)
• Noam Salomon Aflalo

  IRN NXA00284

  • [FCA CF] Proprietary trader (since 8 Aug 2023)
  • [FCA CF] Client dealing (since 8 Aug 2023)
• Oliver Paco Graves

  IRN OPG01008

  • CF30 Customer (10 Sep 2014 to 8 Dec 2019)
• Olivier Alexandre Gerard Garro

  IRN OAG01009

  • CF26 Customer Trading
  • CF30 Customer (1 Apr 2008 to 11 Mar 2013)
• Omar Al Balushi

  IRN OXA01298

  • CF30 Customer (28 Apr 2018 to 8 Dec 2019)

No changes recorded yet.