Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (1 Aug 2018 to 30 Nov 2019)
- CF11 Money Laundering Reporting (1 Aug 2018 to 30 Nov 2019)
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- CF10 Compliance Oversight (12 May 2010 to 11 Nov 2011)
- CF11 Money Laundering Reporting (12 May 2010 to 11 Nov 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.