Mitsui Bussan Commodities Ltd

• Principal Place of Business

  1st Floor

  Warwick Court

  5 Paternoster Square

  London

  EC4M 7DX

  UNITED KINGDOM

  Phone

  +4402074896600

  Web

  https://www.mitsuibussancommodities.com

• Complaints Contact

  1st Floor

  Warwick Court

  5 Paternoster Square

  London

  EC4M 7DX

  UNITED KINGDOM

  Phone

  +4402074896600

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Paul George Higgins

  IRN PGH01051

  • [FCA CF] Material risk taker (since 1 Apr 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Proprietary trader (since 9 Dec 2019)
  • CF30 Customer (1 Apr 2015 to 8 Dec 2019)
• Paul Laurence Ford

  IRN PLF01013

  • CF16 Significant Mgt (Desgntd Investment Business)
  • CF21 Investment Adviser
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Oct 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 4 Apr 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Oct 2021)
  • [FCA CF] Significant management (9 Dec 2019 to 1 Oct 2021)
  • CF30 Customer (26 Apr 2008 to 8 Dec 2019)
  • CF29 Significant management (1 Apr 2008 to 8 Dec 2019)
• Peter Douglas Allan

  IRN PDA01041

  • SMF12 Chair of the Remuneration Committee (since 1 Apr 2024)
  • SMF13 Chair of the Nominations Committee (since 1 Apr 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Apr 2024)
  • CF2 Non Executive Director (15 Feb 2018 to 8 Dec 2019)
  • CF30 Customer (16 Apr 2015 to 29 Dec 2017)
  • CF1 Director (16 Apr 2015 to 29 Dec 2017)
• Peter Jan Handelin

  IRN PXH00346

  • [FCA CF] Material risk taker (9 Dec 2019 to 17 Jun 2022)
• Peter Jeremy Young

  IRN PJY01019

  • CF21 Investment Adviser
  • CF30 Customer (1 Apr 2008 to 31 Dec 2009)
• Peter Murray

  IRN PXM01350

  • [FCA CF] Client dealing (9 Dec 2019 to 6 Sep 2023)
  • [FCA CF] Proprietary trader (9 Dec 2019 to 6 Sep 2023)
  • CF30 Customer (1 Apr 2015 to 8 Dec 2019)
• Peter William Elliot Jones

  IRN PWJ01035

  • [FCA CF] Manager of certification employee (since 1 Apr 2023)
  • [FCA CF] Material risk taker (since 1 Apr 2023)
  • [FCA CF] Proprietary trader (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (24 Apr 2012 to 8 Dec 2019)
• Rachel Andrea Elisabeth Tippetts

  IRN RXT00150

  • [FCA CF] Material risk taker (17 Apr 2020 to 17 Jun 2022)
• Rafal Michal Jankowski

  IRN RMJ01072

  • CF30 Customer (2 Dec 2016 to 2 Jul 2019)
• Richard Breton

  IRN RXB01302

  • CF21 Investment Adviser
  • CF16 Significant Mgt (Desgntd Investment Business)
  • CF30 Customer (1 Apr 2008 to 8 Dec 2019)
  • CF29 Significant management (1 Apr 2008 to 9 May 2017)

No changes recorded yet.