Paul George Higgins

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Mitsui Bussan Commodities Ltd
FRN 469094
- [FCA CF] Material risk taker (since 1 Apr 2023)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Proprietary trader (since 9 Dec 2019)
- CF30 Customer (1 Apr 2015 to 8 Dec 2019)
Credit Agricole Corporate and Investment Bank (no longer approved here)
FRN 124344
- CF30 Customer (11 Nov 2009 to 1 Feb 2012)
CCBI GLOBAL MARKETS (UK) LIMITED (no longer approved here)
FRN 110134
- CF21 Investment Adviser (1 Dec 2001 to 21 Mar 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.