Date authorised
1 April 2013
Companies House
04395895
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st Floor
    Warwick Court
    5 Paternoster Square
    London
    EC4M 7DX
    UNITED KINGDOM
    Phone
    +4402074896600
  • Complaints Contact

    1st Floor
    Warwick Court
    5 Paternoster Square
    London
    EC4M 7DX
    UNITED KINGDOM
    Phone
    +4402074896600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Carbon Auction Bidding

    For Eligible Counterparty, Professional, Emissions Auction Product

  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert McMullan

    IRN RXM01305

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Dec 2025)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 30 Dec 2025)
    • CF30 Customer (1 Apr 2015 to 8 Dec 2019)
  • Ruadhan Nethercott

    IRN RXN10819

    • [FCA CF] Proprietary trader (since 8 Mar 2021)
    • [FCA CF] Client dealing (since 8 Mar 2021)
  • Ryutaro Takeuchi

    IRN RXT01386

    • SMF1 Chief Executive (since 18 Feb 2021)
    • SMF24 Chief Operations (9 Dec 2019 to 18 Feb 2021)
    • CF2 Non Executive Director (9 Jul 2013 to 1 Jul 2018)
    • CF1 Director (1 Apr 2008 to 3 Oct 2008)
  • Said Ghusayni

    IRN SXG01399

    • CF21 Investment Adviser
    • CF30 Customer (1 Apr 2008 to 3 May 2010)
  • Sajni Harishchandra Shah

    IRN SXS04252

    • [FCA CF] Proprietary trader (since 19 Feb 2024)
    • [FCA CF] Client dealing (since 19 Feb 2024)
    • [FCA CF] Material risk taker (since 19 Feb 2024)
  • Sally Marie Hemsley

    IRN SMH01097

    • CF30 Customer (1 Apr 2015 to 21 Aug 2019)
  • Samuel Langley Maycock

    IRN SXM00574

    • [FCA CF] Client dealing (since 2 Jan 2024)
    • [FCA CF] Client dealing (2 Apr 2020 to 30 Jun 2023)
  • Scott Donald Davis

    IRN SDD01024

    • CF30 Customer (7 Jul 2011 to 2 Dec 2011)
  • Seigoh Ueno

    IRN SXU00083

    • SMF3 Executive Director (since 28 Nov 2025)
  • Sha Luo

    IRN SXL01838

    • CF30 Customer (22 Mar 2016 to 25 Jul 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.