Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2025)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 31 Dec 2022)
    • CF30 Customer (14 Nov 2014 to 6 Mar 2016)
    • [PRA CF] Managing a material risk taker (since 31 Dec 2016)
    • [FCA CF] Manager of certification employee (since 31 Dec 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2016)
    • [FCA CF] Client dealing (since 7 Mar 2016)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (14 Nov 2014 to 6 Mar 2016)
  • Mitsui Bussan Commodities Ltd (no longer approved here)

    FRN 469094

    • CF21 Investment Adviser
    • CF30 Customer (1 Apr 2008 to 3 May 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.