Paul Laurence Ford

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mitsui Bussan Commodities Ltd (no longer approved here)

    FRN 469094

    • CF16 Significant Mgt (Desgntd Investment Business)
    • CF21 Investment Adviser
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Oct 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Oct 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Oct 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 4 Apr 2022)
    • CF30 Customer (26 Apr 2008 to 8 Dec 2019)
    • CF29 Significant management (1 Apr 2008 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (1 Dec 2001 to 18 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.