Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (1 Apr 2023 to 4 Oct 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 4 Oct 2024)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 4 Oct 2024)
- CF30 Customer (1 Apr 2015 to 8 Dec 2019)
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- CF21 Investment Adviser (1 Dec 2001 to 10 May 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.