Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mitsui Bussan Commodities Ltd (no longer approved here)

    FRN 469094

    • [FCA CF] Material risk taker (1 Apr 2023 to 4 Oct 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 4 Oct 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 4 Oct 2024)
    • CF30 Customer (1 Apr 2015 to 8 Dec 2019)
  • The Bank of Nova Scotia (no longer approved here)

    FRN 141308

    • CF21 Investment Adviser (1 Dec 2001 to 10 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

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