Mitsubishi UFJ Baillie Gifford Asset Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
- · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.

Senior staff personally approved by the FCA to hold their roles here.

Takayuki Onuma
IRN TXO01298
- CF30 Customer (29 Dec 2015 to 21 May 2018)
Takayuki Yasuda
IRN TXY01089
- CF2 Non Executive Director (23 Jul 2015 to 31 May 2016)
Takeshi Muraoka
IRN TXM01332
- CF27 Investment Management (1 Jun 2006 to 24 Jul 2006)
Takeshi Taniura
IRN TXT01095
- CF27 Investment Management (1 Dec 2001 to 2 Aug 2004)
Tatsuo Wakabayashi
IRN TXW01104
- CF2 Non Executive Director (6 Jul 2010 to 28 Jun 2011)
Teruhiko Tokuno
IRN TXT01061
- CF27 Investment Management (1 Dec 2001 to 8 Dec 2003)
Teruhisa Shimbara
IRN TXS01220
- CF27 Investment Management (25 Apr 2002 to 30 Apr 2003)
Thomas Coutts
IRN TBC01009
- CF21 Investment Adviser (4 Aug 2003 to 31 Oct 2007)
Thomas Michael Brewis
IRN TMB01026
- CF21 Investment Adviser (13 Feb 2004 to 31 Oct 2007)
Thomas Patrick Walsh
IRN TPW01025
- [FCA CF] Material risk taker (since 1 Apr 2024)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.