Mitsubishi UFJ Baillie Gifford Asset Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
- · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.

Senior staff personally approved by the FCA to hold their roles here.

Thomas Scott Nisbet
IRN TSN01005
- [FCA CF] Manager of certification employee (9 Jan 2024 to 31 Mar 2024)
- [FCA CF] Material risk taker (8 Sep 2022 to 31 Mar 2024)
- CF21 Investment Adviser (1 Dec 2001 to 23 Dec 2003)
Timothy Edward Hugh Campbell
IRN TXC01149
- [FCA CF] Manager of certification employee (since 1 Apr 2024)
- [FCA CF] Material risk taker (since 9 Jan 2024)
Toby Ross
IRN JTR01027
- [FCA CF] Material risk taker (since 27 Jan 2026)
Toru Seo
IRN TXS01109
- CF2 Non Executive Director (1 Dec 2001 to 17 Apr 2002)
Toshio Goto
IRN TXG01146
- CF2 Non Executive Director (1 Mar 2006 to 27 Jun 2007)
William Angus Burnaby McLeod
IRN WAM01033
- CF1 Director (1 Dec 2001 to 17 Apr 2013)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Yasuo Kashiwagi
IRN YXK01145
- Director of firm who is not a certification employee or a SMF manager (1 Jun 2021 to 1 Apr 2025)
Yoshihisa Harata
IRN YXH01143
- CF2 Non Executive Director (9 Jul 2013 to 24 Jun 2015)
Yosuke Kobayashi
IRN YXK01098
- CF2 Non Executive Director (25 May 2006 to 1 Jun 2008)
Yuki Nishida
IRN YXN00005
- [FCA CF] Client dealing (2 Dec 2020 to 31 May 2024)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.