Thomas Scott Nisbet

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Baillie Gifford & Co Limited (no longer approved here)

    FRN 119179

    • [FCA CF] Manager of certification employee (9 Jan 2024 to 31 Mar 2024)
    • [FCA CF] Material risk taker (8 Sep 2022 to 31 Mar 2024)
    • CF30 Customer (1 Nov 2007 to 16 Feb 2009)
    • CF21 Investment Adviser (23 Dec 2003 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 23 Dec 2003)
  • Mitsubishi UFJ Baillie Gifford Asset Management Limited (no longer approved here)

    FRN 145243

    • [FCA CF] Manager of certification employee (9 Jan 2024 to 31 Mar 2024)
    • [FCA CF] Material risk taker (8 Sep 2022 to 31 Mar 2024)
    • CF21 Investment Adviser (1 Dec 2001 to 23 Dec 2003)
  • Baillie Gifford Overseas Limited (no longer approved here)

    FRN 121818

    • [FCA CF] Manager of certification employee (18 Feb 2021 to 31 Mar 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2024)
    • SMF3 Executive Director (9 Dec 2019 to 18 Feb 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 19 Jun 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (17 May 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (23 Dec 2003 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 23 Dec 2003)
  • Baillie Gifford & Co (no longer approved here)

    FRN 142597

    • SMF27 Partner (9 Dec 2019 to 31 Mar 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (1 May 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (23 Dec 2003 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 23 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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