Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF7 Group Entity Senior Manager (since 7 Apr 2025)
    • [FCA CF] Material risk taker (since 9 Jan 2024)
    • SMF10 Chair of the Risk Committee (9 Jan 2024 to 19 Mar 2025)
    • CF30 Customer (1 Nov 2007 to 16 Feb 2009)
    • CF27 Investment Management (6 Feb 2002 to 31 Oct 2007)
    • SMF7 Group Entity Senior Manager (since 7 Apr 2025)
    • [FCA CF] Material risk taker (since 9 Jan 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF10 Chair of the Risk Committee (9 Jan 2024 to 19 Mar 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 7 Apr 2025)
    • CF1 Director (20 Jun 2012 to 12 Dec 2013)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (6 Feb 2002 to 31 Oct 2007)
    • SMF1 Chief Executive (since 28 Feb 2025)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF9 Chair of the Governing Body (8 Feb 2024 to 19 Mar 2025)
    • SMF10 Chair of the Risk Committee (9 Jan 2024 to 19 Mar 2025)
    • CF4 Partner (1 May 2012 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (6 Feb 2002 to 31 Oct 2007)
    • [FCA CF] Manager of certification employee (since 1 Apr 2024)
    • [FCA CF] Material risk taker (since 9 Jan 2024)

Recent activity

Updates to this individual's record on the FCA register.

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