Thomas Patrick Walsh

• Baillie Gifford & Co Limited

  FRN 119179

  • [FCA CF] Material risk taker (since 1 Apr 2024)
• Baillie Gifford Overseas Limited

  FRN 121818

  • [FCA CF] Material risk taker (since 1 Apr 2024)
  • [FCA CF] Manager of certification employee (since 1 Jan 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (9 Oct 2020 to 6 Sep 2021)
  • CF30 Customer (20 Nov 2009 to 8 Dec 2019)
• Mitsubishi UFJ Baillie Gifford Asset Management Limited

  FRN 145243

  • [FCA CF] Material risk taker (since 1 Apr 2024)
• Baillie Gifford & Co

  FRN 142597

  • SMF27 Partner (since 1 May 2022)
  • [FCA CF] Material risk taker (since 1 May 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (1 Jan 2022 to 30 Apr 2022)
  • CF30 Customer (20 Nov 2009 to 8 Dec 2019)
• FIL Investment Services (UK) Limited (no longer approved here)

  FRN 121939

  • CF30 Customer (19 Jun 2008 to 19 Nov 2008)
• FIL Investments International (no longer approved here)

  FRN 122170

  • CF30 Customer (19 Jun 2008 to 19 Nov 2008)
• FIL Pensions Management (no longer approved here)

  FRN 144345

  • CF30 Customer (19 Jun 2008 to 19 Nov 2008)
• FIL Investment Advisors (UK) Limited (no longer approved here)

  FRN 159360

  • CF30 Customer (19 Jun 2008 to 19 Nov 2008)

No changes recorded yet.