Tatsuo Wakabayashi

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mitsubishi UFJ Trust and Banking Corporation (no longer approved here)

    FRN 124708

    • Director of firm who is not a certification employee or a SMF manager (7 Mar 2016 to 1 Apr 2020)
  • Novate Global Markets Limited (no longer approved here)

    FRN 124624

    • (330)CF2 Non Executive Director (9 Jul 2010 to 28 Jun 2011)
    • (327)CF10 Compliance Oversight (11 Jul 2002 to 1 Dec 2002)
    • (329)CF3 Chief Executive (1 Dec 2001 to 27 May 2003)
    • (328)CF8 Apportionment and Oversight (1 Dec 2001 to 27 May 2003)
    • (331)CF1 Director (1 Dec 2001 to 27 May 2003)
    • (326)CF26 Customer Trading (1 Dec 2001 to 10 Jul 2002)
  • Mitsubishi UFJ Baillie Gifford Asset Management Limited (no longer approved here)

    FRN 145243

    • CF2 Non Executive Director (6 Jul 2010 to 28 Jun 2011)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (326)CF26 Customer Trading at Novate Global Markets Limited

  2. controlled function added: (327)CF10 Compliance Oversight at Novate Global Markets Limited

  3. controlled function added: (328)CF8 Apportionment and Oversight at Novate Global Markets Limited

  4. controlled function added: (329)CF3 Chief Executive at Novate Global Markets Limited

  5. controlled function added: (330)CF2 Non Executive Director at Novate Global Markets Limited

  6. controlled function added: (331)CF1 Director at Novate Global Markets Limited